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In the 1990s, American aircraft carriers have been
busier than ever, engaging mostly in "presence" operations
and responses to local crises and flare-ups. "If
you don't have that forward deployed presence, you
have less of a voice, less of an influence," observed
Defense Secretary William S. Cohen.
From an operational perspective, the big-deck aircraft
carrier no longer functions mainly as guardian of the
high seas. Rather, observed British defense analyst
Lawrence Freedman, the carrier has become "most
valuable" as a "mobile air base." Since
Operation Desert Storm in 1991, the Navy has put its
air wings through a major transformation, retiring
older, hard-to-maintain aircraft such as the A-6 Intruder
and modernizing its F-14 Tomcats and F/A-18C Hornets
to carry precision munitions.
The carriers have proven their value, but the claims
of some carrier proponents frequently defy reality.
Carrier effectiveness, though significant, has been
inflated to mythic proportions.
Dramatic film footage of carrier-based aircraft being
catapulted into the skies frequently dominates televised
coverage of periodic US crises with Iraq, even though
that image does not reflect actual composition of the
joint US force in the region. In early 1998, Rear Adm.
John B. Nathman, commander of Task Force 50 aboard
USS Nimitz in the Gulf, actually declared, "I
attribute the cessation of Iraqi no-fly zone violations
to our presence" in the area.
In official statements, the Navy claims that "the
carrier battle group, operating in international waters,
does not need the permission of host countries for
landing or overflight rights." They can operate
independently and present "a unique range of options" to
the President, the service adds.
Going to Extremes
In its most extreme form, the myth contains a declaration
that aircraft carriers can operate effectively without
access to land bases, carry out sustained strikes against
targets several hundred miles inland, and generate
up to four sorties per strike aircraft per day if the
warship and its air wing shift into a surge mode. This
claim gives rise to the notion that advanced stealth
aircraft might not be necessary, because the carriers
manage to get by without them.
The carrier myth has flourished in budget-conscious
Washington. Senior officers are guarded in their remarks,
but the defense press often picks up and amplifies
backstage debates on issues such as the relative effectiveness
of carriers and bombers, forward presence, life cycle
costs, and the relative merits of new fighter aircraft.
Carrier proponents sometimes trash Air Force airpower.
In the past decade, carrier air wings have become
more capable, fueling higher demand for carriers in
joint operations. Even so, the 1990s have shown that
the big-deck carrier is a specialized airpower asset,
not a self-sufficient substitute for land-based airpower.
Getting to the heart of what carriers can actually
do requires an honest assessment of their strengths
and weaknesses as airpower assets in joint operations.
The Navy's Maritime Strategy, formally introduced
in the early 1980s, called for carriers to strike an
assertive, forward-based stance in key waters around
the globe, where they would be poised to go immediately
on the offensive against Soviet targets and attack
Soviet warships. The idea was that, in a war, the Soviet
fleet would be pinned down defending its own shores
and sea approaches and thus unable to make trouble
for US warships in the open ocean, the control of which
would be vital to the resupply of allies in Europe
and East Asia.
The new strategy caused an increase, from 12 to 15,
of the number of deployable groups built around big-deck
carriers. Moreover, because the carriers were expected
to face attack from waves of Soviet Backfire bombers
and cruise missiles, the Navy embarked on a buildup
of Ticonderoga-class Aegis air defense cruisers and
Arleigh Burke-class destroyers to handle airborne threats.
This multibillion dollar expansion was deemed necessary
in the face of a massive challenge from Soviet naval
forces. Navy officials said the 15-carrier force was
the minimum required to meet demands of forward positioning
and independent offensive operations in the Pacific,
Atlantic, and Mediterranean.
Then, however, came the collapse of the Soviet Union
and, with it, the rapid demise of the once fearsome
Soviet fleet. The decline has continued in the era
of the Russian Federation.
Doctrinal Disaster
Of equal significance was Operation Desert Storm-a
doctrinal disaster for the Navy. One who makes that
point is Adm. William A. Owens, the now-retired former
vice chairman of the Joint Chiefs of Staff. Owens stated: "Little
in Desert Storm supported the Maritime Strategy's assumptions
and implications. No opposing naval forces challenged
us. No waves of enemy aircraft ever attacked the carriers.
No submarines threatened the flow of men and materiel
across the oceans. The fleet was never forced to fight
the open-ocean battles the Navy had been preparing
for during the preceding 20 years."
For carrier advocates, Desert Storm constituted a
wake-up call. For example, they realized that no naval
aircraft was able to drop autonomously designated laser-guided
bombs. In addition, a report by the Center for Naval
Analyses in Alexandria, Va., pointed out that carrier
aircraft flew just 6,297 sorties over land to drop
bombs, working out to only about 24 sorties per day
per carrier.
The experiences of USS Theodore Roosevelt, CVN-71,
were representative. CVN-71 arrived on station near
Qatar with 20 F/A-18 multirole fighters, 18 A-6 medium
bombers, and 18 F-14 fleet defense interceptors. Over
43 days of the war, the F/A-18s averaged only 1.28
sorties per aircraft per day. Roosevelt "surged" during
a brief ground war in late February 1991. The result:
an average of 2.03 sorties per aircraft per day.
After Desert Storm, the Navy quickly recognized that
it was time for new thinking. The chief of naval operations,
Adm. Frank B. Kelso II, put Navy analysts to work blending
the lessons of Desert Storm with an even older Navy
tradition of expeditionary warfare. The result was
that, in September 1992, the Navy published "...
From the Sea," a concise vision of the new roles
for naval forces operating forward "in the littoral
or 'near land' areas of the world."
The Navy immediately began procurement of precision
guided weapons. By the time that USS Theodore Roosevelt participated
in Operation Deliberate Force in Bosnia in 1995, nearly
all of its strike sorties were carried out by precision-weapon-capable
F/A-18s. The deck mix had changed, too. The A-6s were
gone, leaving 14 F-14s and 37 F/A-18s in the wing.
Along the way, forward presence requirements replaced
warfighting requirements as the major factor in the
sizing of the carrier force. Former Secretary of Defense
Les Aspin in 1993 said, "If we base our carrier
needs solely on the regional threats, we could end
up with fewer than we need to maintain a strong carrier
battle group presence around the world."
Aspin's BottomUp Review of 1993 authorized 11
active and one reserve training carrier, but Cohen's
Quadrennial Defense Review returned to a requirement
for 12 active carriers. Even with the increase, thenVice
Adm. Donald L. Pilling claimed, "With 12 carriers,
we can barely meet our overseas commitments."
He maintained 12 carriers couldn't provide 100 percent
coverage of the Mediterranean, Persian Gulf, and western
Pacific. Covering all three regions full-time "takes
14 or 15 carriers," according to Pilling.
To compensate, the Navy began to "gap" (that
is, leave carrier-less) the Med for a few months each
year, with occasional gaps in the Persian Gulf. Maintaining
two carriers on station at any hub-for example, during
a crisis with Iraq-strained the entire fleet, disrupting
everything from deployment cycles to ammunition allotments.
Starring Role
By the mid-1990s, carriers had the starring role in
a new littoral strategy. The air wings could generate
more firepower, and the "requirement" for
presence was firmly embedded in Pentagon planning documents.
In early 1997, the chief of naval operations, Adm.
Jay L. Johnson, released a new Navy Operational Concept
summing up the Navy's capabilities. He said, "Our
ability to deliver a wide range of naval firepower
and generate very high aircraft sortie rates can have
a major impact on the course and outcome of a conflict,
especially during the critical early period of a joint
campaign, when continental US-based forces are just
starting to arrive in theater."
Carrier capabilities had indeed improved, and carriers
undeniably have been busy meeting on-station requirements
in the Med and Gulf and showing force in events like
the Taiwan Strait crisis of 1996. Yet claims of sustainable
carrier firepower and high sortie rates were unproven.
A carrier's ability to project sustained firepower
depended on generating numerous sorties, and claims
for high sortie rates are key to the carrier myth.
Several mid-1990s operations in the Balkans provided
real-world tests of carrier striking power in a littoral
environment. Beginning in April 1993, US naval aviators
joined with Air Force and NATO allies to enforce a
UN-mandated no-fly zone over Bosnia. Six carrier battle
groups eventually took a turn on station in the Adriatic
from early 1993 through December 1995.
Bosnian airspace was only about 100 miles from the
typical carrier launch site. Even with a benign environment
from which to launch, the Navy generated only 8,290
sorties, about 10 percent of the NATO total. The total
was exceeded by both the French air force (12,502 sorties)
and the Royal Air Force (10,300 sorties) during the
same period. For its part, USAF flew 24,153 sorties,
31 percent of NATO's total production.
The limits on littoral operations were again evident
in NATO's first actual use of military power--Operation
Deliberate Force. Over two weeks in August and September
1995, NATO aircraft conducted a campaign to defend
safe areas and degrade Bosnian Serb military effectiveness
by striking targets around Sarajevo and throughout
Serb-controlled territory in northwest Bosnia.
US naval aviators now had precision guided weapons,
a coordination cell in the Combined Air Operations
Center, and much improved abilities to receive the
CAOC daily air tasking message. Carrier-based aircraft
flew 583 attack sorties "feet dry" over Bosnia
and another 165 support sorties. Land-based USAF aircraft
flew 774 feet dry sorties and 392 support sorties.
In addition to USAF's land-based operations, land-based
Marine Corps aircraft flew 142 sorties (100 percent
of the USMC contribution). The Navy flew a large share
of its suppression of enemy air defenses sorties from
USAF's Aviano AB, Italy.
The Navy's carrier-based airplanes used precision
guided munitions for virtually all missions, far more
than had been the case in the Gulf War. The Institute
for Defense Analyses, in a study, noted, "PGMs
made up less than 2 percent of the air-to-ground ordnance
delivered by naval aircraft during the Gulf War," but "they
comprised more than 90 percent of the ordnance these
services dropped in Bosnia."

Bombs sit ready to be loaded onto aircraft
deployed aboard USS Enterprise during Operation
Desert Fox. The best estimate is that Enterprise
generated about 50 strike sorties per day. (US
Navy photo by PH2 Michael W. Pendergrass)
One-Quarter Share
Still, land-based forces surpassed naval contributions
in delivery of PGMs. US forces expended 618 PGMs, scoring
374 hits. Of this number USAF aircraft accounted for
249 hits (66.6 percent of the total), the Navy 98 (26.2
percent), and land-based Marine Corps aircraft 27 (7.2
percent). Thus, strikes launched from sea tallied about
a quarter of the hits with PGMs.
Deliberate Force comprised 11 days of actual operations.
During this period, Navy sea-based strikers flew 583
sorties, meaning that the output of sea-based aviation
averaged 53 sorties per day. Because there were a total
of 58 strike aircraft on board (36 F/A-18s, 14 F-14s,
and eight EA-6Bs), the carrier air wing produced firepower
at a rate of 0.9 sorties per aircraft per day.
During that
same period, 46 land-based USAF aircraft flew 777 total
strike sorties. The Air Force contribution works out
to an average of 70 sorties per day or a daily per
aircraft sortie rate of 1.5.
The Navy in early 1997 began planning a demonstration
of a single carrier's ability to surge sortie production.
The clear expectation was that the carrier would make
a good showing. Said then-Rear Adm. Dennis V. McGinn,
director of the Navy's Air Warfare Division at that
time, "A carrier air wing can hold at risk far
more aim points than ever before because we can generate
more sorties, and each of those sorties is more productive
because of the precision joint weapons that they carry."
The Navy opened the exercise, called SURGEX, on July
20, 1997. Over 98 hours, carrier Nimitz and its air
wing, CVW-9, generated 975 fixed-wing sorties. Of this
total, 771 were strike sorties, which led to delivery
of 1,336 "bombs"-mostly practice BDU-45s-on
targets within 200 nautical miles of Nimitz. F/A-18
strike fighters flew 79 percent of the strike sorties,
posting what on the surface seemed to be a phenomenal
sortie rate of 4.2 sorties per aircraft per day.
As the Navy told it, this was not just an exercise
but also a valid indicator of real-world capabilities.
Nathman, commander of the Nimitz battle group, claimed
as much to a reporter on Oct. 15, 1997, during a Persian
Gulf rotation. "If we had to do that again, we
could," said Nathman. "We certainly have
an excess capacity if [CENTCOM] wanted us to" increase
the number of strike sorties.
The SURGEX results, however, depended on several unusual
factors, as noted in a study conducted by Dr. Angelyn
L. Jewell and Maureen Wigge, experts with the Center
for Naval Analyses. When operations began, the aircrews
were ready, the aircraft were groomed, and the ordnance
was staged, they pointed out. For the pilots, the routine
of fly, fly, fly was made possible by the addition
of 25 extra pilots to the air wing's normal complement.
This augmentation of the aircrews was essential to
generation of almost 200 strike sorties per day. Augmentees
also formed a strike planning cell, whose work helped
reduce the amount of time each aircrew had to spend
in mission preparation.
Nimitz also
took on a full load of ordnance and replenished its
aviation fuel stores while under way. Not all the strike
sorties required refueling, but when they did, USAF
KC-135s and USMC KC-130s provided land-based tanking
support. S-3s did duty as recovery tankers--topping
off jets as they returned to the carrier for landing.
Out of Gas
The exceptional steps weren't lost on the CNA analysts.
Even with special preparations and maximum effort, "a
carrier and her air wing can maintain high-tempo operations
for just so long," reported Jewell and Wigge.
The analysts concluded that Nimitz's ordnance
magazines and aviation fuel would have been depleted
after one more day of operations.
The Nimitz SURGEX demonstrated the result of a maximum
effort from a single carrier under optimum conditions.
Placed in context, however, SURGEX results indicate
a capability that would fit only a narrow band of potential
real-world joint operations. If surging an air wing
is America's only strike response in a future crisis,
then it means that a theater commander's options are
severely limited.
The problems boil down to time and range if a carrier
operates by itself. The high sortie rate demonstrated
in SURGEX relied on nonstandard conditions such as
access to extra pilots and short sortie durations that
would be hard to repeat under contingency conditions.
Ironically, the short sortie cycles that SURGEX worked
so hard to achieve would pose a major challenge in
time of war. According to Jewell and Wigge, the F/A-18C
optimum "cycle" from launch to recovery fell
between one hour, 15 minutes, and one hour, 20 minutes
(without land-based tankers). One-hour cycles pushed
the deck crews too hard. But short cycles would limit
the combat radius of carrier aircraft, especially those
in a heavy bomb-dropping or close air support configuration.
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