For decades, the US nuclear deterrent has rested on
a "triad" of land-based missile, bomber,
and submarine forces. That familiar triad will continue
to exist for years to come, but it might become merely
a subsidiary aspect of a larger constellation of strike
forces, missile defenses, and revitalized nuclear weapons
facilities.
That, at least, is the plan as sketched out in the
Bush Administration's wide-ranging Nuclear Posture
Review, unveiled at the Pentagon on Jan. 9.
This so-called "New Triad" would offer national
leaders a broader array of options for ensuring the
nation's security, the Administration said. It better
reflects today's geopolitical reality, in which the
rigidly defined threat of one superpower adversary
has been supplanted by the bewildering uncertainties
of the post-Cold War world.
The New Triad would require deployment of many fewer
warheads, according to the nuclear review, which was
more than a year in the making. The US nuclear stockpile
can be cut to 2,200 or fewer deployed warheads, said
the NPR, as President Bush announced after his November
meetings with Russian President Vladimir Putin.
Bush Administration officials firmly believe that
such a reduction should not be irreversible, however.
Thus, they reject the framework of traditional arms
control treaties, negotiated and written so laboriously
over the last 30 years, as pieces of paper that might
inhibit US flexibility in years to come.

"Threat-Based" No More
The NPR bills these changes as a much-needed shift
from "threat-based" to "capabilities-based" planning.
In other words, the key question no longer will be, "What
do we need in order to counter Soviet nuclear intimidation?" but "What
do we need to handle any contingency likely to arise?"
At a press briefing to announce the new policy, J.D.
Crouch II, assistant secretary of defense for international
security policy, summed up the basic question this
way: "What are the kinds of capabilities that
we need to counter the potential adversaries or the
capabilities of potential adversaries that are either
extant today or that will emerge in the years to come?"
The full NPR is a classified assessment of existing
and proposed US nuclear forces and strategy. The study
was mandated by Congress in the 2001 defense authorization
act. The last full-up nuclear review was conducted
in 1993-94. Portions of that study were made public
in September 1994.
In some ways, the new NPR completes the work begun
in the Clinton-era study. The 1994 nuclear review was
itself an initial attempt to revamp US forces to deal
with a new, post-Soviet era. However, it was undertaken
in an era of continued uncertainty about the direction
that Russia and other former Soviet states might take
regarding nuclear weapons.
The US problem in 1994 was finding the correct balance
between the acts of "leading" and "hedging," in
the words of then-Secretary of Defense William J. Perry.
To what extent, asked the Pentagon chief, should the
US cut its stockpile to demonstrate leadership in controlling
and reducing nuclear weapons worldwide, while at the
same time allowing sufficient margin for error to guard
against any turn toward hostility in Moscow?
"Already the Russians are reducing their warheads
more slowly than us, and there's a question about what
might happen in the future," warned Deputy Secretary
of Defense John M. Deutch in a September 1994 press
conference.
Thus, Clinton's Pentagon leadership rejected radical
cuts in the arsenal, such as an elimination of an entire
leg of the US nuclear triad. Instead, defense officials
outlined the need for a slightly downsized force structure
that closely corresponded with the terms of existing
and prospective strategic arms control treaties.
The START I pact, signed in 1991, committed both the
US and the Soviet Union (later, Russia) to reduce their
nuclear arsenals to 1,600 strategic delivery vehicles
and 6,000 "accountable" warheads on each
side.
START II, which was signed in 1993 and ratified by
both nations several years later but which never entered
into force, called for new reductions, down to the
3,000- to 3,500-warhead level.
A START III accord never was negotiated, but the so-called "Helsinki
accords," announced by Clinton and Russian President
Boris Yeltsin in 1997, called for further reductions
to a level of 2,000 to 2,500 in each nation. This was
to be the basis for a START III accord.

All Trends Down. While the count of US and Soviet/Russian warheads
has been declining for about a decade, downward trends have long
been evident in other nuclear areas. The chart at the top shows
that US nuclear megatonnage-that is, the raw explosive power of
weapons-has been declining since the early 1960s as weapons became
more accurate. The number of US nuclear tests-another key indicator
of nuclear activity-spiked in the early 1960s and ended altogether
in 1992. The Bush plan, however, envisions a possible need to resume
testing.
Clinton Force Cuts
The Clinton-era review did call for some force cuts.
These included retirement of four Ohio-class missile-carrying
strategic submarines (reducing the fleet from 18 to
14) and removal from the strategic force of 28 B-52
bombers (shrinking the fleet from 94 to 66). That NPR
also called for stripping the B-1B bomber of any nuclear
role and accepted an earlier decision to cap the number
of B-2 stealth bombers at 20, down from the planned
75.
The "hedge" aspect of the 1994 NPR included
elements that would preserve an option to start building
the US arsenal back up again if relations with Russia
turned sharply for the worse. The warheads necessary
for such a buildup would come from an active reserve
of semiretired weapons, said the Clinton NPR. As Deutch
pointed out, "I think that both countries have
warheads in reserve, warheads out of the military stockpiles."
In 2001, the incoming Bush Administration also was
determined to strike a balance among some important
principles, but those principles differed greatly from
Clinton's.
Russia. Bush wanted to recognize--formally--the dramatic
change in US relations with Russia. Almost from the
beginning of his term in office, Bush has sought closer
cooperation with his Russian counterpart, Vladimir
Putin. He insists that, today, Russia poses no threat
to US security and vice versa. In the words of Secretary
of Defense Donald Rumsfeld: "The US will no longer
plan, size, or sustain its forces as though Russia
presented merely a smaller version of the threat posed
by the ... Soviet Union."
Treaties. The new Administration was determined to
dispense with the formal and frequently Byzantine structure
of strategic arms control between Washington and Moscow.
As Administration officials saw things, signed treaties
such as the START series may have made sense in the
context of the Cold War but in today's world would
only constrain US options and limit its flexibility
for years to come.
Defenses. Bush was prepared to deploy strategic defenses
as fast as possible. The Bush team knew that any President's
time in office is limited, and they wanted to take
concrete steps to put the nation on an irreversible
path toward missile defense.
When the Bush Pentagon team combined these principles
with the existing and planned nuclear force structure
and doctrines, the result was a blueprint that it bills
as a major change in US strategy. As stated by Rumsfeld
in a letter to Congress, "This Nuclear Posture
Review puts in motion a major change in our approach
to the role of nuclear offensive forces in our deterrent
strategy."
The unclassified version of the NPR states anew the
basic goal of reducing the nation's nuclear holdings,
over 10 years, to no more than 2,200 and perhaps as
few as 1,700 operationally deployed warheads, as announced
by Bush in his November summit with Putin.
Two Steps
At present, the US warhead stockpile hovers at START
I levels--around 6,000--according to Defense Department
officials who briefed reporters on the NPR. The Pentagon's
interim goal is to cut this number to 3,800 by 2007.
A second cut-which would do away with 1,600 to 2,100
more warheads-would play out over the ensuing five
years.
Much of the initial reduction will result from force
structure decisions taken in the Clinton years. These
include elimination of four Tridents, withdrawal from
nuclear service of the B-1B, and retirement of the
10-warhead Peacekeeper ICBM, elimination of which was
included in START II.
Pentagon officials were frank to say that they have
not determined how to make the second round of reductions. "Beyond
FY '07," said Crouch, "we'll be making the
force structure decisions on how we will be bringing
down the force to 1,700 to 2,200 operationally deployed
warheads." In general terms, officials said, the
reductions would stem from removing warheads from weapons
such as the triple-warhead Minuteman III ICBM and the
five-warhead D-5 submarine-based missile.
In the context of overall reductions, a key phrase
is "operationally deployed." The United States,
for purposes of arms control discussions, diplomatic
talks, and day-to-day planning, will focus only on
weapons actually deployed on operational launchers.
However, a second, nonoperational group of warheads
will be maintained. An unknown percentage of warheads
withdrawn from active service will not be destroyed
but rather held in reserve.
DOD has made no final decisions about the makeup of
this reserve stockpile, according to officials. They
point out that most arms control treaties do not require
warhead dismantlement-and that the Russians still maintain
extra warheads, as well.
For years, the US has had both active and inactive
warheads on its nuclear bench. The active stockpile
is an intact weapon, fully ready to be deployed and
used. An inactive warhead, in contrast, has been stripped
of its limited-life components such as neutron generators.
"When the weapon is transitioned to the active
stockpile from the inactive, those components are reinstalled
in the weapon," said John Harvey, director, Office
of Policy, Planning, Assessment, and Analysis, Department
of Energy.
Critics charge that the Bush Administration's continuation
of this "hedge" practice of saving decommissioned
warheads somehow makes a mockery of its claim to be
making deep nuclear force cuts and that its plan amounts
to a shell game.
Levin's Heartburn
Charged Sen. Carl Levin (D-Mich.), chairman of the
Senate Armed Services Committee: "It is quite
a stretch, it seems to me, to be talking about major
cuts in the number of nuclear weapons and to give the
impression that you are making major reductions in
nuclear weapons if you are simply deciding unilaterally
we are going to take some weapons off planes and put
them in a warehouse, ready to go back on planes in
a matter of weeks or days."
Administration officials point out that the process
of warhead destruction entails more than just loosening
bolts and screws and throwing old parts in the trash.
Demilitarization is a difficult and expensive process,
and in its current state, the US nuclear industrial
infrastructure might not be able to handle large-scale
dismantlement.
Nor is it right to imply that the Bush NPR is proposing
fake reductions that will simply remove weapons from
delivery vehicles and then hide them in secure warehouses
somewhere. Crouch stated flatly, "There will be
weapons that will be destroyed."
He added, "This is what we might call truth in
advertising. There are no phantom warheads here. This
is the actual number of weapons that we will deploy
on the force."
The Bush review contained more than just specific
force decisions. The underlying rationale is that the
United States, in today's chaotic world, faces a larger
number of adversaries than it has in the past. Pentagon
officials explain that the very term "strategic
deterrent" needs to be broadened to include more
than nuclear warheads.
During the Cold War the size of the US nuclear arsenal
was determined by the size of the Soviet threat. All
other strategic threats were "lesser included
cases," according to Crouch.
Today, Crouch continued, those once-subsidiary threats
have become primary and dangerous. They are also less
predictable. In this view, the old considerations of
exchange ratios and throw weight will have little bearing
on whether the US can deter Iraqi dictator Saddam Hussein
from using weapons of mass destruction against America
or its allies.
Nor can the US be sure it even knows the identities
of all the world's Saddams. The sudden emergence of
the Taliban Islamic extremists in Afghanistan and al
Qaeda terrorists throughout the world as major strategic
threats only highlights this unpredictability.
"I think capabilities is a great way to go, because
you can measure capabilities against anybody, whether
he's an enemy or not," said one retired Air Force
officer with long experience in nuclear matters. "Whether
he's an enemy or not is sort of what you think about
him on that particular day."
The bottom line, according to the latest NPR: The
United States must stop measuring the value of its
deterrent against the known, Soviet-built nuclear arsenal
in Russia and instead focus on the weapons and policies
that will be required to deal with the unknown threats
and pressures of the new world. "A broader array
of capability is needed to dissuade states from undertaking
political, military, or technical courses of action
that would threaten US and allied security," said
Rumsfeld.
Wash Out the Russians
One defense expert familiar with the nuclear planning
process maintains that Bush must have made some dramatic
changes to the US strategic guidance that long has
determined nuclear force structure. The guidance, which
is the province of the executive branch, tells military
officers what they are to plan to achieve with nuclear
weapons. For decades, the mission was to be able to
attack and disable Russia's offensive forces and capability
for waging war.
"And with that guidance, you can't get to 1,700
[total operational warheads]," said this defense
expert. "You had to wash out the Russians, and
I guess that's what they did. I mean, they washed them
completely out."
The traditional US triad will exist into the foreseeable
future, under Bush plans. The current force of land-
and sea-based ICBMs and bombers will continue to play
a vital role until at least 2020, the Pentagon explained.
To this end, the Administration plans to fully fund
life extension programs for all systems that need them.
In terms of a system's average age, some strategic
platforms are already quite elderly:
- Minuteman III ICBM, 26 years.
- B-52H strategic bomber, 40 years.
- Trident submarine, 10 years.
- D-5 submarine missile, nine years.

Still in Business. The youngest B-52 is 40 years old, but the BUFF
continues to be a major part of the strategic arsenal, even more
so now that conventional strike has a key role. (Staff photo by
Guy Aceto)
Bush Administration defense officials said they intend
to study possible alternatives for follow-on systems.
At this point, however, actual delivery of any such
new platform wouldn't take place until far in the future.
However, plans call for this old triad of nuclear
weapons to form only one part of the first leg of a
New Triad, according to the Bush nuclear review. The
three points of the New Triad would be strike forces,
strategic defenses, and a more responsive infrastructure.
The most innovative part of the New Triad concept
is this: The strike force leg would comprise not only
nuclear but also non-nuclear weapons. Improvements
in miniaturization, explosives, and precision guidance
in conventional weapons hold out a promise of greatly
improved performance against hard and deeply buried
targets, according to Bush officials. A more robust
conventional strike capability could bolster deterrence
of rogue states or terrorists who might believe the
US would not respond with nuclear weapons to biological
or chemical weapon attack and thus would not respond
at all.
The proposed transformation of four Trident SSBNs
into enormous, stealthy cruise missile carriers offers
one example of non-nuclear strike development, said
the Pentagon. Another: special conventional warheads
that would burrow deeply below ground level to destroy
leadership bunkers and weapons facilities.
Missile defenses--both active and passive--are similarly
intended to reduce dependence on offensive nuclear
forces to enforce deterrence, in the Bush strategic
calculus. These will not be perfect, but they do not
need to be perfect.
"By denying or reducing the effectiveness of
limited attacks [on US territory or forces], defenses
can discourage attacks, provide new capabilities for
managing crises, and provide insurance against the
failure of traditional deterrence," according
to Rumsfeld.
The Dissuasion Factor
In the view of some in the Administration, such defenses
might dissuade nations even from attempting to acquire
ballistic missile technology and nuclear weapons. Thus
they might add to US security even if they are never
tested in actual combat.
The Administration announced late last year that it
would withdraw the United States from the 1972 Anti-Ballistic
Missile treaty, the better to develop and construct
active defenses against ICBMs.
That step has not stirred up as much controversy as
opponents predicted. Russia remains opposed to the
move but does not "make a tragedy of this fact," said
Gen. Col. Yuri Baluyevskiy, first deputy chief of the
General Staff of the Russian federation armed forces.
In other words, Russia will learn to live with limited
US missile defenses.
Despite Russia's equanimity, some key members of Congress
remain adamantly opposed to accelerated defense deployment.
These critics claim defense technology remains unproved
even after years of work and billions of dollars. It
can be easily spoofed by balloons or other countermeasures,
they assert. A rogue state would be much more likely
to try and sneak a nuclear weapon into the US in a
shipping container or truck than via missile, say critics.
Plus, the effort costs money.
"There is a huge issue in missile defense separate
and apart from the ABM Treaty issue," said Levin. "That
issue is whether or not it makes sense for us to spend
huge resources to deploy a system against the least
likely [nuclear] threat."
The third aspect of the New Triad, a responsive infrastructure,
is perhaps less self-explanatory than the others. In
essence, it means improvement in the ability of the
US to maintain and improve its nuclear weapons-or build
new designs, if necessary.
Since the end of the Cold War, the US nuclear weapons
infrastructure has atrophied, according to the new
NPR. This was the result of both disuse and policy
decisions. The United States, for example, has not
conducted a nuclear test detonation in a decade. Since
1992, Washington has observed an informal moratorium
on such testing.
The Bush Administration announced that it will continue
to adhere to the moratorium. "The President is
observing the moratorium and has said so," noted
Rumsfeld.
However, the new Administration opposes ratification
of the Comprehensive Test Ban Treaty, unlike the Clinton
Administration. It wants to rebuild the nation's ability
to carry out an underground nuclear test, if that is
needed to ensure the safety and reliability of America's
nuclear weapons.
"We need to improve our readiness posture to
test from its current two- to three-year period to
something substantially better," said Crouch.

Always Ready. Despite a dramatic drop in nuclear tensions, the need
to be prepared continues. USAF troops keep their edge in exercises
such as this one with a training version of the B-61 weapon. (Staff
photo by Guy Aceto)
"Serious Challenge"
This step seemed timely. On Jan. 2, the Department
of Energy released a report, prepared by its inspector
general, that called attention to continuing problems
associated with the safety and reliability of the nation's
nuclear weapons, which without nuclear testing, have
become a "most serious challenge area."
Improvement of the nuclear weapons infrastructure
would permit the US to reduce its current arsenal more
comfortably, according to the Bush NPR, secure in the
knowledge that it could respond quickly to technological
surprise or a change in geopolitics.
Knowledge that the US had not written off the ability
to create and test new weapon designs might also dissuade
any future adversary from starting a new competition
in nuclear armaments, in that the US could respond
simply by making a political decision to restart production.
New strategic arms control treaties (such as a signed,
ratified, and in-force START III accord) clearly would
inhibit Washington's ability to pursue a future nuclear
buildup. That, in fact, would be the point of such
a treaty. But it is also the major reason that the
Bush Administration is resisting Russia's desire to
codify deep reductions in a detailed, written form.
On a recent visit to the Pentagon, Baluyevskiy spoke
to the press about this disconnect. Where the US wants
flexibility, Moscow desires transparency and predictability,
he said. "We are for irreversibility of the reduction
of the nuclear forces," said Baluyevskiy.
Not every expert agrees that the Bush nuclear program
represents a true break with the Cold War past. The
NPR's planned force structure and warhead levels--and
least those envisioned for 2007--are comparable to
those planned by Clinton, they note. Even a level of
2,200 warheads might reflect a continued emphasis on
counterforce targeting of Russian weapons, some maintain.
One skeptic is Jan M. Lodal, a National Security Council
official during the Nixon and Ford Administrations
who also held high Pentagon positions in the Clinton
Administration.
"There is no need to keep American force levels
as high as 2,200 offensive weapons," he wrote
in the New York Times. "That number comes out
of war planning calculations that presuppose extended
deterrence to protect Europe from a Soviet invasion-a
mission no longer necessary in today's world. If that
mission were dropped, 1,000 nuclear weapons could meet
our post-Cold War nuclear security needs."
Those needs, he said, boil down to deterrence of Russia
and China, deterrence of attacks by rogue states, and "the
very unlikely (but not impossible) need to use a nuclear
weapon to pre-empt chemical or biological attack on
the United States."
Bush officials insist that their plan adequately addresses
the problems of today's security environment. It reduces
American reliance on nuclear forces with an approach
that offers some non-nuclear deterrent options and
provides synergies between all parts of defense, they
say.
It is, said the Pentagon study, "the first step
in military transformation" of United States forces.
"The Cold War is over," said Crouch. "We
have a nuclear capability that was built then. ...
We are transforming our forces in a way that ... is
much more appropriate to the security environment and
the threats that we believe we will face in the future."
Robert S. Dudney is the executive editor of Air Force
Magazine. Peter Grier, a Washington editor for the
Christian Science Monitor, is a longtime defense correspondent
and regular contributor to Air Force Magazine. His
most recent article, "Turkey
Stands Forward," appeared in the February
2002 issue.